Filings for Rule Number 3901-6-02

Title Correlated sales of life insurance and mutual funds or other securities.
Agency Department of Insurance
Division
Contact Tina Chubb
Phone (614) 728-1044

Actions

Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
No Current Actions
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
Correlated sales of life insurance and mutual funds or other securities. 11/06/2023 Final File Rescission 119.03 11/16/2023 Y
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Correlated sales of life insurance and mutual funds or other securities. 11/06/2023 Final File New 119.03 11/16/2023 N
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Correlated sales of life insurance and mutual funds or other securities. 08/31/2023 Original File Rescission 119.03 10/02/2023 Y
Public Notice
RSFA Analysis
Rule Body
Hearing Summary Report
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Correlated sales of life insurance and mutual funds or other securities. 08/31/2023 Original File New 119.03 10/02/2023 N
Public Notice
RSFA Analysis
Rule Body
Hearing Summary Report
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Correlated sales of life insurance and mutual funds or other securities. 08/30/2018 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Correlated sales of life insurance and mutual funds or other securities. 01/08/2014 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Correlated sales of life insurance and mutual funds or other securities. 11/04/2008 Final File Amendment 119.03 11/14/2008 Y
Rule Body
Correlated sales of life insurance and mutual funds or other securities. 08/29/2008 Original File Amendment 119.03 09/29/2008 Y
Public Notice
RSFA Analysis
Rule Body
Correlated sales of life insurance and mutual funds or other securities. 03/18/2004 Final File Amendment 119.03 03/28/2004 Y
Rule Body
Correlated sales of life insurance and mutual funds or other securities. 12/23/2003 Original File Amendment 119.03 01/26/2004 Y
Public Notice
RSFA Analysis
Rule Body
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Correlated sales of life insurance and mutual funds or other securities. 11/06/2023 Final File Rescission 119.03 11/16/2023 Y
Correlated sales of life insurance and mutual funds or other securities. 11/06/2023 Final File New 119.03 11/16/2023 N
Correlated sales of life insurance and mutual funds or other securities. 08/31/2023 Original File Rescission 119.03 10/02/2023 Y
Correlated sales of life insurance and mutual funds or other securities. 08/31/2023 Original File New 119.03 10/02/2023 N
Correlated sales of life insurance and mutual funds or other securities. 08/30/2018 No Change No Change 119.03 Y
Correlated sales of life insurance and mutual funds or other securities. 01/08/2014 No Change No Change 119.03 Y
Correlated sales of life insurance and mutual funds or other securities. 11/04/2008 Final File Amendment 119.03 11/14/2008 Y
Correlated sales of life insurance and mutual funds or other securities. 08/29/2008 Original File Amendment 119.03 09/29/2008 Y
Correlated sales of life insurance and mutual funds or other securities. 03/18/2004 Final File Amendment 119.03 03/28/2004 Y
Correlated sales of life insurance and mutual funds or other securities. 12/23/2003 Original File Amendment 119.03 01/26/2004 Y