Filings for Rule Number 1301:6-3-02

Title Exempt securities.
Agency Department of Commerce
Division Division of Securities
Contact Kelly Kauffman
Phone 614-644-7293

Actions

Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
No Current Actions
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
Exempt securities. 05/06/2021 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Exempt securities. 09/16/2015 Final File Amendment 119.03 09/26/2015 Y
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Exempt securities. 06/08/2015 Original File Amendment 119.03 07/09/2015 Y
Public Notice
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Exempt securities. 08/27/2009 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
Exempt securities. 01/05/2009 Final File Amendment 119.03 01/15/2009 N
Rule Body
Exempt securities. 10/31/2008 Original File Amendment 119.03 12/08/2008 N
Public Notice
RSFA Analysis
Rule Body
Exempt securities. 01/13/2005 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
Exempt securities. 01/12/2005 Withdraw Final No Change 119.03 Y
Rule Body
Exempt securities. 01/12/2005 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Exempt securities. 05/06/2021 No Change No Change 119.03 Y
Exempt securities. 09/16/2015 Final File Amendment 119.03 09/26/2015 Y
Exempt securities. 06/08/2015 Original File Amendment 119.03 07/09/2015 Y
Exempt securities. 08/27/2009 No Change No Change 119.03 Y
Exempt securities. 01/05/2009 Final File Amendment 119.03 01/15/2009 N
Exempt securities. 10/31/2008 Original File Amendment 119.03 12/08/2008 N
Exempt securities. 01/13/2005 No Change No Change 119.03 Y
Exempt securities. 01/12/2005 Withdraw Final No Change 119.03 Y
Exempt securities. 01/12/2005 No Change No Change 119.03 Y