Filings for Rule Number 1301:6-3-01

Title Definitions.
Agency Department of Commerce
Division Division of Securities
Contact Roger Patrick
Phone 614.644.4859

Actions

Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
No Current Actions
Title File Date Action Type Class Hearing Eff Date Exp Date FYR Documents
Definitions. 05/14/2024 Final File Amendment 119.03 05/24/2024 Y
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Definitions. 03/08/2024 Original File Amendment 119.03 04/10/2024 Y
Public Notice
RSFA Analysis
Rule Body
Hearing Summary Report
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Definitions. 06/15/2021 Withdraw Final No Change 119.03 Y
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Definitions. 05/06/2021 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Definitions. 09/16/2015 Final File Amendment 119.03 09/26/2015 Y
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Definitions. 06/08/2015 Original File Amendment 119.03 07/09/2015 Y
Public Notice
RSFA Analysis
Rule Body
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum of Response
Definitions. 08/27/2009 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
Definitions. 01/05/2009 Final File Amendment 119.03 01/15/2009 N
Rule Body
Definitions. 10/31/2008 Original File Amendment 119.03 12/08/2008 N
Public Notice
RSFA Analysis
Rule Body
Definitions. 07/26/2007 Final File Amendment 119.03 08/05/2007 N
Rule Body
Definitions. 05/21/2007 Original File Amendment 119.03 06/27/2007 N
Public Notice
RSFA Analysis
Rule Body
Definitions. 06/16/2006 Final File Amendment 119.03 07/03/2006 N
Rule Body
Definitions. 04/11/2006 Original File Amendment 119.03 05/17/2006 N
Public Notice
RSFA Analysis
Rule Body
Definitions. 01/13/2005 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
Definitions. 01/12/2005 Withdraw Final No Change 119.03 Y
Rule Body
Definitions. 01/12/2005 No Change No Change 119.03 Y
RSFA Analysis
Rule Body
Definitions. 05/12/2003 Final File Amendment 119.03 05/23/2003 N
Rule Body
Definitions. 03/05/2003 Original File Amendment 119.03 04/10/2003 N
Public Notice
RSFA Analysis
Rule Body
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Public Notice
RSFA Analysis
Rule
Appendices
Hearing Summary Reports
CSI Business Impact Analysis
CSI Recommendation
CSI Agency Memorandum
    of Response
Title File Date Action Type Class Hearing Eff Date Exp Date FYR
Definitions. 05/14/2024 Final File Amendment 119.03 05/24/2024 Y
Definitions. 03/08/2024 Original File Amendment 119.03 04/10/2024 Y
Definitions. 06/15/2021 Withdraw Final No Change 119.03 Y
Definitions. 05/06/2021 No Change No Change 119.03 Y
Definitions. 09/16/2015 Final File Amendment 119.03 09/26/2015 Y
Definitions. 06/08/2015 Original File Amendment 119.03 07/09/2015 Y
Definitions. 08/27/2009 No Change No Change 119.03 Y
Definitions. 01/05/2009 Final File Amendment 119.03 01/15/2009 N
Definitions. 10/31/2008 Original File Amendment 119.03 12/08/2008 N
Definitions. 07/26/2007 Final File Amendment 119.03 08/05/2007 N
Definitions. 05/21/2007 Original File Amendment 119.03 06/27/2007 N
Definitions. 06/16/2006 Final File Amendment 119.03 07/03/2006 N
Definitions. 04/11/2006 Original File Amendment 119.03 05/17/2006 N
Definitions. 01/13/2005 No Change No Change 119.03 Y
Definitions. 01/12/2005 Withdraw Final No Change 119.03 Y
Definitions. 01/12/2005 No Change No Change 119.03 Y
Definitions. 05/12/2003 Final File Amendment 119.03 05/23/2003 N
Definitions. 03/05/2003 Original File Amendment 119.03 04/10/2003 N